Who Should Attend                Home Page                Register               Download Agenda              Venue 


The 2nd Annual Chief Compliance Officer Forum, produced in association with Compliance Reporter, provides the timely and practical information necessary to maintain a measurable culture of compliance and accountability within your organization.

The forum will be based on perspectives from your CCO colleagues from Registered Investment Advisors, Hedge Funds, Mutual Funds and Funds of Funds.  Experience the information exchange and networking opportunities that are impossible at larger trade shows and expos.


Join us to support
Vendor of the Year Nominee

EZ Custom Software

EZ Custom Software
will be honored at Compliance Reporter's Achievement in Regulatory Compliance Awards Luncheon during the 2nd Annual Chief Compliance Officer Forum, March 11, 2007 at The Westin New York at Times Square.

As the investigations into stock option backdating ballooned, EZ Custom Software saw its client base swell by 60% last year, to about 160 public company clients' most of which are U.S.-based. Ez Custom's stock option expense tracking software combines data from a company's various computer systems related to employee stock options, including human resources. The software tracks how stock options are reported to the Securities and Exchange Commission. It also tracks insider trading and whether employees are officers or directors. In addition, it has a record-keeping component that sorts tax records. The software can be used for compliance with Federal Accounting Standard 123R, which governs stock option expensing, said Peter Pesic, managing director in Toronto.

 ARC Awards Sponsor

All EZ Custom Software Clients

To Register:
Call 1.800.437.9997 and
Mention Promo Code


 View ARC Awards' Nominees Here!

Sessions, Developed by CCOs for CCOs, will Include:

  • Personal Liability and the CCO: Strategies for Protecting Yourself and your Organization
  • Navigating the Risk Matrix: Effectively Utilizing Control Points to Optimize Transparency and Address Vulnerabilities
  • Case Study: Lessons Learned through Conducting and Evaluating A Comprehensive Mock Audit       
  • Anticipating and Responding to Deficiency Letters
  • Outsourcing Compliance Functions: How and When it Makes Sense
  • When and How to use Forensic Testing Procedures in Support of Your Compliance Policies and Code of Ethics

   CLICK HERE for the full agenda and expert CCO speaker lineup!


Who Should Attend:

This forum has been designed to meet the needs of Chief Compliance Officers:  It will also be of interest to Compliance Officers, General Counsel, Outside Counsel, Corporate Secretaries, Board Directors and Board Members, Auditors, Accountants, Financial Controllers, Heads of Internal Reporting, Chief Operational Officers, Chief Financial Officers, Chief Executive Officers, Consultants and Compliance Technology Providers


4 Easy Ways to Register:

Phone: 1.800.437.9997 or    Fax:    Email:
Web: www.iievents.com